Attorney in Lima, Indonesia (General)

Job Title: AVP, Ops Control and Compliance, Operations

Job Responsibilities: The AVP, Ops Control and Compliance, Operations role is tasked with ensuring regulatory compliance for the custodian function within the company. This includes the development and maintenance of policies and procedures to ensure adherence to legal and regulatory requirements. The individual in this role is responsible for identifying, monitoring, and managing compliance risks that may arise in the course of operations. Additionally, the role involves monitoring custodian transactions and reporting any suspicious activities that could indicate non-compliance or legal issues.

The AVP is also responsible for providing training and raising awareness among the custodian team members regarding new or updated regulations. This ensures that the team is well-informed and prepared to comply with relevant laws and standards. The role requires the escalation and reporting of compliance matters to appropriate authorities within the organization.

Liaising with regulators, police, and prosecutors during inspections and inquiries is another critical responsibility. This ensures that the company maintains transparent and cooperative relationships with regulatory bodies and law enforcement agencies.

Education and Experience Information: Candidates for the AVP, Ops Control and Compliance, Operations position are required to have a Bachelors degree in law, Finance, or Accounting. While a professional certification in compliance is considered an advantage, it is not mandatory. The role requires a minimum of three years of experience in securities services fund compliance, preferably with a focus on risk management in a leadership role.

A strong background in banking, financial services, or regulatory institutions is essential for this position. Candidates must possess strong leadership and people management skills, as well as excellent analytical, problem-solving, and decision-making abilities. High integrity, ethical judgment, and independence are crucial attributes for this role, given the nature of compliance work.

The ability to communicate effectively and manage relationships with stakeholders, including regulators, is essential. Candidates must demonstrate initiative and the capability to oversee compliance programs effectively. Fluency in English, both spoken and written, is required. The ability to work under pressure and manage multiple priorities is also necessary for success in this role.

Salary Information: The job description does not provide specific salary information for the AVP, Ops Control and Compliance, Operations position. However, compensation is typically determined based on the candidates experience, qualifications, and the companys compensation structure for similar roles.

Information :

• Company : In-House
• Position : Attorney in Lima, Indonesia (General)
• Location : Indonesia
• Country : ID