Attorney in Kapuk, Indonesia (General)

Job Title: AVP, Ops Control and Compliance, Operations

Job Responsibilities: - Ensure Custodian regulatory compliance: The candidate will be responsible for ensuring that all custodian operations comply with applicable regulations. This includes staying updated with regulatory changes and ensuring the organization adheres to these regulations. - Develop and maintain policies & procedures: The candidate will develop, implement, and maintain policies and procedures that align with regulatory requirements and organizational goals. - Identify, Monitor, and manage compliance risks: The role involves identifying potential compliance risks, monitoring them, and managing them effectively to ensure the organization remains compliant. - Custodian transaction monitoring and suspicious activity reporting: The candidate will oversee the monitoring of custodian transactions and report any suspicious activities as required by regulations. - Provide training and awareness for new/update regulation to custodian team members: The candidate will conduct training sessions to ensure that team members are aware of new or updated regulations and understand their implications. - Escalate and Report Compliance matters: The candidate will escalate compliance issues to higher authorities when necessary and report on compliance matters regularly. - Liaise with regulator, police, and prosecutor during inspections and inquiries: The candidate will act as the primary liaison with regulators, the police, and prosecutors during inspections and inquiries, ensuring that all interactions are handled professionally and compliantly.

Education and Experience Information: - Bachelors degree in law, finance, or accounting is required. A strong educational background in these areas is essential for understanding the complexities of compliance in the financial sector. - Professional certification in compliance is an advantage. This certification demonstrates a commitment to the field and a deeper understanding of compliance issues. - Minimum 3 years of experience in securities services fund compliance (preferable) or risk management in a leadership role. Experience in these areas is crucial for effectively managing compliance risks and leading a compliance team. - Strong background in banking, financial services, or regulatory institutions. This experience provides a solid foundation for understanding the regulatory environment in which the organization operates.

Salary Information: The job description does not provide specific salary information. However, compensation would typically be competitive and commensurate with experience and qualifications in the financial services industry.

Additional Requirements: - Strong leadership and people management skills: The candidate must have the ability to lead and manage a team effectively, ensuring that all team members are aligned with organizational goals and compliance requirements. - Excellent analytical, problem-solving, and decision-making abilities: The candidate should possess strong analytical skills to assess compliance risks and make informed decisions. - High integrity, ethical judgment, and independence: These qualities are essential for maintaining compliance and ensuring that the organization operates ethically and independently. - Strong communication and stakeholder management skills, including the ability to interact with regulators: The candidate must be able to communicate effectively with various stakeholders, including regulators, to ensure compliance and address any issues that arise. - Initiative and the ability to oversee compliance programs effectively: The candidate should be proactive in identifying compliance issues and implementing solutions. - Fluent in English (spoken and written): Proficiency in English is necessary for effective communication within the organization and with external stakeholders. - Ability to work under pressure and manage multiple priorities: The candidate must be able to handle multiple tasks simultaneously and work effectively under pressure to meet deadlines and ensure compliance.

The role of AVP, Ops Control and Compliance, Operations, is crucial for ensuring that the organization adheres to regulatory requirements and maintains a strong compliance framework. The candidate must have a solid educational background, relevant experience, and the necessary skills to lead a compliance team effectively.

Information :

• Company : In-House
• Position : Attorney in Kapuk, Indonesia (General)
• Location : Jakarta Barat
• Country : ID