Attorney in Mangga, Indonesia (General)

Job Title: AVP, Ops Control and Compliance, Operations

Job Responsibilities: - Ensure Custodian regulatory compliance: The candidate will be responsible for ensuring that the custodian services comply with all relevant regulations and legal requirements. This involves staying current with regulatory changes and implementing necessary adjustments to maintain compliance. - Develop and maintain policies & procedures: The candidate is tasked with developing, updating, and maintaining policies and procedures related to operations control and compliance. This ensures that the department operates within the legal and regulatory framework. - Identify, monitor, and manage compliance risks: The candidate will identify potential compliance risks within the operations and develop strategies to monitor and mitigate these risks effectively. - Custodian transaction monitoring and suspicious activity reporting: The candidate will oversee the monitoring of custodian transactions to detect any suspicious activities. They will be responsible for reporting these activities in accordance with regulatory requirements. - Provide training and awareness for new/updated regulations to custodian team members: The candidate will organize and provide training sessions to educate team members about new or updated regulations, ensuring that the team is well-informed and compliant. - Escalate and report compliance matters: The candidate will be responsible for escalating compliance issues to higher management and ensuring that they are reported accurately and promptly. - Liaise with regulators, police, and prosecutors during inspections and inquiries: The candidate will act as the liaison between the company and external bodies such as regulators, police, and prosecutors, facilitating inspections and inquiries.

Education and Experience Information: - Bachelors degree in law, finance, or accounting: The candidate must possess a bachelors degree in one of these fields, which provides a foundational understanding of the legal and financial aspects of compliance. - Professional certification in compliance is an advantage: While not mandatory, having a professional certification in compliance is considered beneficial and may enhance the candidates qualifications. - Minimum 3 years of experience in securities services fund compliance (preferable), risk management in a leadership role: The candidate should have at least three years of relevant experience, preferably in securities services fund compliance or risk management, with a track record of leadership. - Strong background in banking, financial services, or regulatory institutions: The candidate should have significant experience in the banking, financial services, or regulatory sectors, which equips them with the necessary knowledge and skills for the role. - Strong leadership and people management skills: The candidate should demonstrate strong leadership abilities and be capable of managing and motivating a team effectively. - Excellent analytical, problem-solving, and decision-making abilities: The candidate must possess strong analytical skills, enabling them to identify problems and implement effective solutions. - High integrity, ethical judgment, and independence: The candidate should exhibit high ethical standards, integrity, and the ability to work independently while maintaining objectivity. - Strong communication and stakeholder management skills, including the ability to interact with regulators: The candidate should have excellent communication skills and the ability to manage relationships with various stakeholders, including regulators. - Has initiatives and oversees compliance programs effectively: The candidate should demonstrate initiative in developing and overseeing compliance programs, ensuring their effectiveness. - Fluent in English (spoken and written): The candidate must be fluent in English, both spoken and written, to effectively communicate within the organization and with external parties. - Ability to work under pressure and manage multiple priorities: The candidate should be able to handle pressure and manage multiple tasks or projects simultaneously.

Salary Information: The text does not provide specific salary information for this position.

Information :

• Company : In-House
• Position : Attorney in Mangga, Indonesia (General)
• Location : Mangga
• Country : ID