Attorney in Manado, North Sulawesi

Job Title: AVP, Ops Control and Compliance, Operations

Job Responsibilities: - Ensure Custodian regulatory compliance: The role involves ensuring that all custodian operations adhere strictly to regulatory standards and requirements. This includes staying updated with the latest regulations and implementing necessary changes to maintain compliance.

- Develop and maintain policies & procedures: The individual will be responsible for creating, updating, and maintaining policies and procedures related to operations control and compliance. This ensures that all processes are standardized and align with regulatory expectations.

- Identify, monitor, and manage compliance risks: The role requires proactively identifying potential compliance risks within the operations, monitoring these risks, and implementing strategies to manage and mitigate them effectively.

- Custodian transaction monitoring and suspicious activity reporting: The individual will oversee the monitoring of custodian transactions to detect and report any suspicious activities. This is crucial for preventing fraudulent activities and ensuring the integrity of operations.

- Provide training and awareness for new/update regulation to custodian team members: The role involves educating and training team members on new or updated regulations to ensure that everyone is aware of compliance requirements and can adhere to them.

- Escalate and report compliance matters: The individual is responsible for escalating any compliance issues that arise to the appropriate authorities and ensuring that they are reported and addressed in a timely manner.

- Liaise with regulator, police, and prosecutor during inspections and inquiries: The role requires effective communication and coordination with regulatory bodies, law enforcement, and prosecutors during inspections and inquiries to ensure compliance and resolve any issues.

Education and Experience Information: - A Bachelors degree in law, finance, or accounting is required, providing the foundational knowledge necessary for understanding regulatory and compliance requirements. - Professional certification in compliance is considered an advantage, enhancing the candidates credentials and expertise in the field. - A minimum of 3 years of experience in securities services fund compliance, preferably, or risk management in a leadership role is required. This experience equips the candidate with the necessary skills and knowledge to effectively manage compliance operations. - A strong background in banking, financial services, or regulatory institutions is essential, as it provides the candidate with a comprehensive understanding of the industry and its regulatory landscape.

Additional Skills and Qualifications: - Strong leadership and people management skills are required to effectively lead and manage a team, ensuring that all compliance objectives are met. - Excellent analytical, problem-solving, and decision-making abilities are crucial for identifying and addressing compliance risks and issues. - High integrity, ethical judgment, and independence are essential qualities for maintaining the trust and credibility necessary for the role. - Strong communication and stakeholder management skills, including the ability to interact with regulators, are important for effectively managing relationships and ensuring compliance. - The ability to take initiatives and oversee compliance programs effectively is crucial for proactive compliance management. - Fluency in English (spoken and written) is necessary for communication and reporting. - The ability to work under pressure and manage multiple priorities is important for handling the demands and responsibilities of the role.

Salary Information: The job description does not provide specific salary information.

Information :

• Company : In-House
• Position : Attorney in Manado, North Sulawesi
• Location : Manado
• Country : ID